Daniel Marks
Executive Director, Head of Branch Examinations @Morgan Stanley
Englewood, CO, US
EMAILS
m•••••@morganstanley.com
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Mar 2020 — Present
Executive Director, Head of Branch Examinations @Morgan Stanley
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Englewood, CO, US
EDUCATION
N/A
University of Wisconsin-Milwaukee - School of Business Administration
Finance
SKILLS
QlikviewSecurities Act of 1933AuditingActimize Risk Case ManagerSeries 10Data AnalyticsSecurities Exchange Act of 1934Series 63Microsoft ExcelTableauOpenpagesAnti Money LaunderingSeries 31Series 9Series 7WebcrdCompliancemaxInvestment Company Act of 1940 and Erisa LawsMicrosoft AccessBusiness Objects
ABOUT DANIEL MARKS
Specialties: FINRA Series 7, Series 9/10, Series 63, Series 66 and Series 31 Licensed
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