Daniel Helfert

Senior Manager, Financial Crimes Risk Management at Capital One

Role
Senior Manager, Financial Crimes Risk Management - Commercial Bank at Capital One
Location
Richmond, VA, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Daniel Helfert

Regulatory & Financial Crimes Compliance professional with thirteen (13) years of experience providing risk management solutions to financial institutions. Proven ability to highlight compliance risks, inform stakeholders of key trends and typologies, and engage with partners at all levels across financial intelligence, law enforcement, and the private sector.

Experience

  1. Senior Manager, Financial Crimes Risk Management - Commercial Bank

    Capital One

    Feb 2024 — Present · Richmond, VA, US

    Leading end-to-end AML & Know Your Customer (KYC) Governance; Partners with all three lines of defense to drive process & control improvements within the Commercial Bank• Serving as the first line of defense Anti-Money Laundering risk expert for the Commercial Bank• Develops leadership reporting and metrics and presents to senior Commercial Banking and 2nd Line leadership• Identifies breakdowns & issues, and develops strategy with the business to remediate

Education

  • Radford University

    Bachelor of Business Administration (B.B.A.)

  • Wilmington University

    Master of Business Administration (M.B.A.)

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Daniel Helfert — Senior Manager, Financial Crimes Risk Management - Commercial Bank at Capital One in Richmond, VA, US | Unifers