Daniel Harley
Senior Compliance Manager @M&g Investments
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WORK HISTORY
Senior Compliance Manager @M&g Investments
US
EDUCATION
Lake Forest College
B.A., Economics
DePaul University
M.S., Business Information Technology
SKILLS
ABOUT DANIEL HARLEY
A strategic institutional investment management professional with a diverse background in compliance, trading, operations and client service. Highly experienced and committed to providing thought leadership and business acumen in compliance, risk identification, and management. Organizations:National Society of Compliance Professionals. Industry Panels and Media:Trade Tech West 2007 – “ATS Proliferation: Defining the Most Profitable Connectivity Configuration for Your Trading Desk” (9/26/07)Trade Tech USA 2008 – “Execution & Research: Ensuring Your Trading Desk is Getting the Best of Both Worlds” (3/5/08)Trade Tech USA 2009 – Advisory Board member and Moderator: “Buy Side Head Trader Think Tank” (3/3/09)Dark Liquidity Pools – Panelist:”Buy-Side Panel: The Good, The Bad, and The Ugly: A Variety of Experiences with Dark Pools” (4/24/09)Cristina McEachern,\"Consolidated Clearing: Obstacles and Evolution\", Advanced Trading, August 27, market structure, buy-side trading, trading technology, futures and options, front, middle, and back-office processes, requirements gathering and documentation, process mapping, system design and analysis, and project management
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