Daniel Bailey
Associate Director, Investment Adviser Regulatory Compliance @Waystone Compliance Solutions
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WORK HISTORY
Associate Director, Investment Adviser Regulatory Compliance @Waystone Compliance Solutions
Chicago, IL, US
Register investment advisers under the Investment Advisers Act of 1940.• Support filings under the Investment Company Act of 1940 for pooled vehicles.• Prepare Form ADV and ERA filings for U.S. and foreign advisers.• Advise on Rule 204A-1 and Rule 206(4)-7 compliance program requirements.• Assist with cross-border training and regulatory guidance for global clients.
EDUCATION
Chicago-Kent College of Law, Illinois Institute of Technology
Juris Doctor, Class of 2024
Morehouse College
Bachelor of Arts - BA, Class of 2020
John Carroll Catholic High School
9 - 12
ABOUT DANIEL BAILEY
Daniel Bailey is a driven law student specializing in business law, currently pursuing a Juris Doctor degree at the Illinois Institute of Technology Chicago-Kent College of Law, with a strong academic background and passion for the intricacies of regulatory compliance, contracts, and commercial transactions.Daniel is a candidate for the law school\'s esteemed Business Law Certificate. Known for his exceptional research skills, attention to detail, and invaluable interpersonal skills, Daniel demonstrates a comprehensive understanding of the complex intersection between law and commerce. Eager to leverage his legal experiences to help organizations navigate complex business challenges and foster an environment of fairness and ethics, Daniel seeks to connect with like-minded professionals dedicated to creating a lasting impact in business law.
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