Dana M Staples

About Dana M Staples

Internal Audit Leader and Risk Management professional with 20 years of successful history performing risk-based audit projects for asset management firms, broker dealers, investments, insurance industries as well as third party administrators for government-sponsored insurance plans. Recent experience onboarding newly acquired subsidiaries to mature their internal control environment and governance. 6 years of Big 4 public accounting experience in assurance services, co-sourcing for internal audit, and advisory/consulting services. Demonstrated accomplishments in leading organizations in implementation and sustainability of financial and operational internal controls and process improvements. Strong analytical, communication and interpersonal skills. Results-oriented team lead with proven success in executing and managing multiple projects effectively.

Experience

1. Manager, Risk Advisory

   Invesco Us

   May 2024 — Present · Atlanta, GA, US

   Advising business process/risk owners to develop Key Risk Indicators/Metrics for Transaction Management business processes.Managing SOC 1 reports for third-party clients, ensuring accuracy of business process narratives and controls to mitigate risks.Collaborating with PwC and business partners to assess effectiveness of controls within SOC 1 reports.Advising internal teams on addressing deficiencies in SOC 1 reports to enhance operational effectiveness.

Education

• Clayton State University

  Bachelor of Business Administration - BBA