Dan Thomas

CCO, Advisory Compliance at Independent Financial Group, LLC

Role
Chief Compliance Officer at Independent Financial Group, Llc
Location
San Diego, CA, US
LinkedIn followers
500 followers

About Dan Thomas

Specialties: Broker/Dealer and Investment Advisor compliance

Experience

  1. Chief Compliance Officer

    Independent Financial Group, Llc

    Jun 2021 — Present · San Diego County, CA, US

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Dan Thomas — Chief Compliance Officer at Independent Financial Group, Llc in San Diego, CA, US | Unifers