Dan Rosenbaum
- Role
- Senior Legal Counsel at UBS
- Location
- New Rochelle, NY, US
- LinkedIn followers
- 500 followers
About Dan Rosenbaum
Specialties: Securities litigation.
Experience
Senior Legal Counsel
May 2004 — Present
Advise senior management of wealth management units servicing UHNW clients (including Family Offices) and international clients, as well as the UBS Optimus Foundation. Provide guidance to both Wealth Management and IB divisions on government relations issues. Previously was head of Special Review internal investigations unit and Early Dispute Resolution units and prior to that was senior litigation counsel.
Skills
- Due Diligence
- Arbitration
- Civil Litigation
- Litigation
- Internal Investigations
- Securities
- Securities Litigation
- Securities Regulation
- Finra
- Corporate Law
- Corporate Governance
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