Dan Lantz
- Role
- Alphastar Capital Management
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Dan Lantz
Motivated compliance professional with practice in researching and analyzing complex…
Experience
Present
Skills
- Investments
- Access
- Alternative Investments
- Financial Services
- Sec
- Broker-Dealer
- Compliance
- Equity Trading
- Analysis
- Financial Risk
- Aml
- Ofac
- Kyc
- Securities Regulation
- Securities
- Mutual Funds
- Risk Management
- Bonds
- Financial Institutions
- Financial Regulation
- Finra
- Financial Markets
- Options
- Microsoft Excel
- USA Patriot Act
- Dodd-Frank
- Bank Secrecy Act
- Investment Advisory
- Mbs
- Series 24
- Capital Markets
- Series 7
- Fraud
- Finance
- Due Diligence
- Wealth Management
- Fixed Income
- Equities
- Internal Controls
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