Dalton Francis
Head of Global Markets Supervision Canada COO Group @RBC Capital Markets
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WORK HISTORY
Head of Global Markets Supervision Canada COO Group @RBC Capital Markets
Toronto, ON, CA
In my role at RBC Capital Markets, I manage Global Markets Supervision for Canada, directing a talented front office team of 19 individuals with strategic oversight across Rates, Credit, Derivatives, Equities, FX, Commodities, Debt Capital Markets, E-Trading, and AI Governance. Focused on leadership, regulatory compliance, and risk management while driving innovation by leveraging agentic AI and emerging technologies to position the business for success. Through strategic collaboration with the COO group, I ensure alignment with business objectives, operational excellence, and adherence to global and local regulatory standards.
EDUCATION
Wilfrid Laurier University
Honours Bachelors Business Administration - Co-op option, Accounting and Finance
Institute of Chartered Accountants of Ontario (ICAO)
Chartered Accountant
SKILLS
ABOUT DALTON FRANCIS
Head of Global Markets Supervision Canada | Global Markets COO group
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