David Ashman

Head of Compliance and Operations @Mcp Insight

GB

Setting up and development of a function; overseeing a team of international compliance officers to deliver services to a range of clients. Oversight of risks surrounding operations and compliance, and development of a suite of policies and relevant reporting.Overseeing and delivering assurance activities across the second and third line, including development of an audit methodology, and oversight of audits and compliance monitoring activities.Developing compliance frameworks for clients and monitoring operational effectiveness and compliance.Partnering with the business to build a culture of risk and compliance, developing and delivering training and ensuring continual improvement of the function.Oversight of compliance monitoring and audit activities to provide assurance across a range of risks and regulations.

The Open University

Bachelor of Business Administration (BBA), Law