Cynthia Aragon
Chief Compliance Officer and Legal Counsel
- Role
- Chief Compliance Officer at Alti
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Cynthia Aragon
Currently seeking new opportunities where my experience and skills can help support the organization and team. An award-winning corporate counsel and leader, I aligned core business policies and procedures with government rules/regulations to ensure compliance and meet corporate goals. I completed audits, negotiated contracts, and set up processes to cut legal bills, protect intellectual property, reduce or avoid penalties, and enable revenue growth.Recognized for my project management, problem solving, and organizational skills, I define solutions and deliver superior results on schedule. I hold a JD from Fordham School of Law, a BA from New York University, and am a member of both the New York and California Bars.
Experience
Chief Compliance Officer
Jul 2021 — Present
Education
New York University
Bachelor of Arts, Political Science
1990 — 1993
Fordham University School of Law
Juris Doctor, Law
1993 — 1996
Skills
- Securities
- Equities
- Investments
- Asset Management
- Hedge Funds
- Due Diligence
- Mutual Funds
- Accounting
- Cross-Functional Team Leadership
- Compliance
- Auditing
- Alternative Investments
- Corporate Law
- Banking
- Aml
- Intellectual Property
- Financial Services
- Fixed Income
- Internal Controls
- Project Management
- Kyc
- Marketing
- Risk Management
- Policy
- Private Equity
- Leadership
- Start-Ups
- Trading
- Securities Regulation
- Strategic Planning
- Series 7
- Anti Money Laundering
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