Vikas Gupta

About Vikas Gupta

Fellow Company Secretary (FCS) with LLB, M.COM (Business Policy and Corporate Governance)*Certified Financial Goal Planner (CFGP), Practising Goal Planner (PGP), ADICA and DIFT & P. NISM-VA Certified.*Currently working as \"Group Head Company Secretary and Chief Compliance Officer\" of Listed (NBFC) Company \"Master Trust Limited\" belong to BFSI Sector and deals in Investment & Broking, Stock Trading, Merchant Banking, Investments Banking, NBFC Business, Fund Raising, Issue of Warrants and Bonds, Listing and Direct Listing Advisory, IPO/FPO, Financial and Capital Market Advisory, DP Services, Insurance and Forex Services, Debt Financing and Market Making (with its Subsidiaries Co.\'s)*Having more than 10 years experience in Corporate & Secretarial Matters, Company Law and SEBI Listing Matters, IPO & FPO, Fund Raising, Investment Banking and Merchant Banking, Private Equity Investment and Debt Financing, Warrants/Debenture/Bond Issuing, Corporate Financing, Legal Advisory, Corporate Restructuring, SME and Main Board Listing, Strategic Investment, Corporate Advisory, Investment and Financial Planning, Investment and Market Research, Corporate and Capital Market Advisory, M&A Advisory, Market Research, ESOP Advisory, Secretarial & Compliance, IPR, Accounts & Finance, NCLT Matters, M&A, IBC-Insolvency, Credit Rating, NBFC, RBI and SEBI Matters.*Corporate, Financial and Investments Educator- Giving Awareness related to Personal Finance and Financial Goal Planning. Delivering Sessions and Lecture on Financial Literacy, Capital Market, SEBI & Corporate Governance, IPO and Corporate/Personal Finance etc.*Managing Committee Member of Ludhiana Chapter of NIRC of ICSI.*Vice-Chairman of Ludhiana chapter of NIRC of ICSI-2026.*Functional Committee Member of NIRC of ICSI-Brand Building, Innovation and IT Committee.*Certification Courses in Analytics in Finance, Corporate Governance and Investment Banking by Great Learning.*Merit Certificate in Basic Fundamentals of Banking and Finance by Lingagya’s Lalita Devi Institute of Management & Science, Delhi.*Corporate Finance Fundamentals and Introduction to Wealth Management by CFI.*Introduction to Investment Banking and Introduction to Valuation and Investingby Alison.*Project Management 101: PMP Certification Training by Simplilearn.*NISM Certification Course on Online Dispute Resolution (ODR) and SEBI-Investor Certification Examination by NISM.*Poet, Writer, Blogger, Motivational Speaker and Life Coach, Financial/Investment Educator and Teaching Faculty of Ludhiana Chapter of NIRC of ICSI.

Experience

1. Group Head Company Secretary and Chief Compliance Officer

   mastertrust

   Mar 2019 — Present

   Working as Head of Department-Secretarial and Compliance at Master trust Limited.Master Trust Limited is an Indian NBFC Listed Company and providing diversified financial services offering a range of financial products, Investment and Brooking Services.Responsibilities related to all Group of Companies includes Listed Companies, NBFC\'s, Insurance Company, LLP, Mutual Fund PMS Providers, Merchant Banking and Depository Participant Company, Private and Public Limited Companies.Responsible for looking after the Matters Related to Secretarial & Compliance, Trademark and Design, NBFC Related RBI Compliance, IRDAI Compliance, Merger & Amalgamation, De-Merger, Private Placement, ESOP, Buyback, Corporate Restructuring, Investment Banking, fund Raising, Corporate Financing, Private Equity, Listing Compliance, Due Diligence, Company Analysis, Investment Strategy, Merchant Banking, Corporate Legal Consultancy to Clients, Corporate Law Matters, Listing and SEBI matters, Legal and Corporate Consultancy matters.

Education

• The Institute of Company Secretaries of India

  Associate's degree, Banking, Corporate, Finance, and Securities Law

• Maharaja Ganga Singh University (MGSU), Bikaner

  Bachelor of Laws - LLB, Law

• Indira Gandhi National Open University

  Master’s Degree, Master in Bussiness Policy & Corporate Governanace

• Panjab University

  Bachelor’s Degree, Finance,Accounts, Management, Banking and Laws.

• National Stock Exchange Academy and PGP Academy

  Certified Financial Goal Planner, Financial Planning and Investment