Yashika
Compliances @ | INDmoney |
- Role
- Assistant Manager - Compliance & Company Secretary at INDmoney
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Yashika
Qualified Company Secretary with learnings in the SEBI (Investment Advisers) compliances, SEBI Stock Broking Compliances, Addressing Grievances of customers received on various exchanges portal, SEBI Depository Participant compliances w.r.t half yearly internal audits, risk based assessment reportings, cyber incident reportings etc. IRDA (Corporate Agent) compliances, Company Law, RBI, IT Act. Assisted in ensuring compliances with statutory & regulatory requirements; maintaining trackers, preparation of checklists, maintaining books of records (including necessary documentation), assisted in preparation of secretarial documents w.r.t MCA e filing, drafting of board resolutions. Assisted in handling end to end registrations of various regulatory licence such as Sebi stock broker, depository participants etc alongwith daily, weekly, quarterly, monthly reporting pertaining to stock broking and depository participants.Ensuring registrations with NSDL PAN verification facility, FIU(Financial Intelligence Unit), MSME, CERSAI CKYC, CVL KRA, FINGATE 2.0, AMFI ARN REGISTRATION etcPersistent seeker of learning, determined to be a better person with every step in my career.
Experience
Assistant Manager - Compliance & Company Secretary
Apr 2023 — Present
Education
Panjab University, Educational Institution, Chandigarh
Bcom Honours, E Commerce
2013 — 2016
The Institute of Company Secretaries of India
Company Secretary, Company Secretary
2016 — 2019
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