Pranav A K

Company Secretary & Compliance Officer @Indiqube

Bengaluru, IN

IPO Compliance & DRHP FilingInvolved in the preparation, review, and filing of the Draft Red Herring Prospectus (DRHP) for initial public offerings (IPOs), ensuring compliance with all regulatory requirements.Coordinated with internal teams (legal, finance, marketing, and audit) and external advisors (investment bankers, legal counsels, and auditors) to collect necessary informations and prepare the DRHP.Worked closely with regulatory bodies such as SEBI (Securities and Exchange Board of India) to ensure all filings met their specifications and deadlines.Assisted in drafting detailed disclosures on the company’s business, financials, risk factors, management discussion & analysis (MD & A), and corporate governance to ensure accuracy and transparency.Supported due diligence processes, responding to queries from regulatory bodies and external stakeholders.Facilitated communication between stakeholders to ensure smooth submission and approval of the DRHP.Managed post-filing communication, including clarifications and updates required by the regulatory bodies.Coordinated with Registrar and Transfer Agents (RTA) and Depositories to ensure smooth processing of corporate actions during the IPO processWorked closely with depositories (NSDL/CDSL) to ensure the accurate and timely credit of shares to investors and w.r.t Corporate ActionsPlayed an integral role in the implementation of the Structural Digital Database (SDD) during the IPO process, ensuring the systematic and compliant storage of investor data and related records.Ensured compliance with SEBI regulations by facilitating the accurate and secure collection, management, and retrieval of data, while adhering to the highest standards of confidentiality and integrity.

The Institute of Company Secretaries of India

Company Secretaryship

Indira Gandhi National Open University

Bachelor of Commerce - BCom