Gaurav Mishra
SVP- Head of Compliance & Corporate Secretarial
- Role
- Senior Vice President- Head of Compliance and Secretarial at mPokket
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Gaurav Mishra
Strategic Compliance leader with more than 15 years of experience in Regulatory…
Experience
Senior Vice President- Head of Compliance and Secretarial
Apr 2024 — Present · Bengaluru, IN
A seasoned professional with around 15 years of experience in NBFC compliances, RBI Regulations, Designing and developing Compliance Management Framework, Handling RBI Inspections, Corporate Laws, Securities Law and SEBI compliances, Corporate Governance, Banking Laws, Companies Act, RBI Acts, Compliance Monitoring and Testing, Regulatory Compliance, Mergers & Acquisitions, Fund Raising through Debentures listed & unlisted, Risk Management, IRDAI Regulations for Corporate Agents, Designing and developing Policies and Processes, Setting up Compliance Function from scratch, Team handling, Contract Management, Litigation Management.
Education
KBASS School
10+2, Junior High/Intermediate/Middle School Education and Teaching
1996 — 2007
ICSI
Company Secretary, Legal and Secretarial
2011 — 2014
Skills
- Accounting
- Securities Market
- Securities Law
- Joint Ventures
- Operations Management
- Due Diligence
- Mis
- Financial Analysis
- Company Secretarial Work
- Legal Drafting
- Restructuring
- Legal Compliance
- Securities Regulation
- Company Law
- Corporate Finance
- Financial Management
- Management
- Corporate Governance
- Legal Writing
- Managerial Finance
- Mergers & Acquisitions
- Foreign Exchange Management
- Corporate Law
- Drafting Agreements
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