Abhishek Aggarwal
Compliance Manager @ Clix Capital (Formerly GE Money) | Ex- Bluelotus
- Role
- Compliance Manager at Clix Capital
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Abhishek Aggarwal
Company Secretary with 6+ years of experience in Secretarial, NBFC and regulatory laws. Skilled in driving end-to-end compliance with RBI, SEBI and MCA regulations, managing mainboard and SME IPOs, and handling regulatory filings.I specialize in building robust governance frameworks, reducing regulatory compliance risks, and ensuring seamless adherence to evolving NBFC/SEBI regulations.
Experience
Compliance Manager
May 2025 — Present · Gurugram, IN
Compliance Monitoring and Assurance Testing- Developing and executing risk based Compliance Testing across processes, business units and operations- Performed testing for Digital Lending, DA/ PTC processes, Co-lending, Bureau reporting, KYC/AML, FPC, UCIC, NeSL, CKYC, CERSAI, IRDA, UIDAI, outsourcing arrangements, and other critical compliance areas- Preparing detailed testing reports with observations, RCA & remedial recommendations- Sensitisation on new RBI frameworks- Well versed with DLG/ FLDG, SBR, DA, PTC, Co-lending, IRDA, UIDAI, Securitization and IT Regulations- ICC and HFC Compliance- Reviewing Documents, processes, journey and providing compliance inputs and opinions
Education
Indraprastha Law College, Greater Noida
Bachelor of Laws - LLB
D.A.V.P.G College, Dehradun
Bachelor of Commerce - BCom
The Institute of Company Secretaries of India
Company Secretary
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