Craig Rawson

Lead Manager, Regulatory Oversight Management (Vice President) @BNY

Manchester, GB

Manager of the Regulatory Control Self Assessments (RCSA) and Regulatory Control & Testing Oversight• Developed standardised processes for all RCSA activities across Global Securities Operations (GSO) and incorporated a uniformed approval process for our Rick and Control partners.• Co-ordinated, obtained approvals and actioned all significant updates required for Enterprise Risk and change across all of GSO.• Accountable for regulatory breach oversight; allbregulatory breaches reported timely, remediation and preventative actions are achievable and signed open/closed within the stipulated policy deadlines.• Ensure all Regulatory projects are managed timely and the relevant stakeholder approval is sought prior to submission.• Management and oversight for GSO CASS KPMG audits.