Craig Lockhart

Manager - Consulting @EY

London, GB

Sanctions screening systems and controls and transaction monitoring lead on a section 166 for a UK based bank - Level 1, 2 and 3 sample based review of customer and payment screening alerts - Sanctions policies and procedures review - TM alert sample bases reviews - TM policies and procedures review • Led project with corporate banking client to develop a sanctions playbook and assess operational readiness for major future sanctions events.• Conducted AML/Sanctions policy review for a cryptocurrency exchange, ensuring compliance and risk mitigation.• Leading internal sanctions monthly horizon scanning publications to keep the team informed and proactive on sanctions related issues to best position themselves to advise our clients accordingly

University of Glasgow

BAcc