Corinne Ratliff
Senior Compliance Officer at Brown Advisory
- Role
- Senior Compliance Officer at Brown Advisory
- Location
- Baltimore, MD, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
Experience
Senior Compliance Officer
Jan 2012 — Present · Baltimore, MD, US
Review the firm\'s marketing materials and RFPs- Code of Ethics Administration including new colleague onboarding, evaluation and processing COE related activities and assisting with program enhancements- Assist with compliance program testing
Education
University of Baltimore
BA, Interdisciplinary Studies
1994 — 1996
Skills
- Recruiting
- Human Resources
- Investments
- Equities
- Training
- Account Reconciliation
- Mutual Funds
- Securities
- Employee Benefits
- Asset Management
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