Corey Rose
Partner at Dechert LLP
- Role
- Partner at Dechert LLP
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Corey Rose
Specialties: Investment Company Act of 1940; Investment Advisers Act; Securities Regulation; Banking Regulation.
Experience
Partner
Jan 2014 — Present · DC, US
Corey F. Rose has more than 15 years of experience advising investment funds (including mutual funds, exchange-traded funds, and closed-end funds) and their independent directors, investment management companies, banks, insurance companies, and other financial institutions on a wide variety of matters including ongoing corporate governance, regulatory compliance, public filings, shareholder meetings, contract negotiations, fund reorganizations, product development, and seeking exemptive, interpretive and no-action relief from the U.S. Securities and Exchange Commission or its staff.In addition, as the leader of Dechert’s bank regulatory practice, Mr. Rose counsels clients on the application of laws and regulations administered by the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration, the U.S. Treasury, the Financial Stability Oversight Counsel, and state regulatory agencies, among others. Mr. Rose advises on issues including organizational structure, ownership and control, affiliated transactions, and non-banking activities. He regularly advises clients regarding the application of the Bank Holding Company Act and the Volcker Rule to US and foreign companies, including investment funds.
Education
University of South Carolina
BA, Political Science
1995 — 1999
The University of North Carolina at Chapel Hill
JD
1999 — 2002
Skills
- Investment Advisers Act
- Corporate Law
- Financial Institutions
- Legal Writing
- Litigation
- Legal Research
- Investment Company Act
- Corporate Governance
- Investment Management
- Securities Regulation
- Securities
- Financial Services
- Due Diligence
- Banking Law
- Banking
- Mutual Funds
- Aml
- Anti Money Laundering
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