Colin Chiu

Aml Financial Crime Risk Investigator @TD

Toronto, ON, CA

Developed a case classification methodology to assess case complexity by scoring cases on key parameters enabling management to prioritize investigations and allocate resources more effectively Initiated investigations by reviewing Know Your Client (KYC), performing holistic risk assessments (reputational, regulatory, operational, financial), and recommending customer exit requests to mitigate the bank’s risk exposure Investigated financial transactions to identify money laundering typologies, drafting and submitting high-quality Suspicious Transaction Reports (STRs) in compliance to FINTRAC regulations Conducted transaction analysis using an Excel VBA tool to generate PivotTables, providing deeper insights into the flow of funds and third-party involvement, reducing errors and improving decision-making when determining STR filings Actively contributed as a collaborative team member by mentoring colleagues, hosted a monthly meeting, and leading team discussions about best practices