Colin Robinson
Compliance Director, Swap Dealer Chief Compliance Officer
- Role
- Managing Director, Compliance Director, Swap Dealer Chief Compliance Officer at State Street
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Colin Robinson
Regulatory compliance professional with experience at large global financial services firms, Investor-Owned Utility and start-up financial services firm. Lead and coordinate regulatory and compliance strategy across State Street Global Markets Compliance as designated Swap Dealer Chief Compliance Officer and oversee Compliance Professionals in the Broker-Dealer and Swap Execution Facility. In-depth knowledge and understanding of applicable legal, regulatory, ethics and compliance requirements, compliance risk-management practices and methodologies impacting sales and trading of Fixed Income, Currency and Commodities, along with U.S. wholesale electricity and natural gas market organization, regulation, and transactions. Specialties: Regulatory, Compliance, Legal, Regulatory Policy, Dodd-Frank Act, Derivatives, Volcker Rule, Energy, Commodities, Power & Utilities, Electricity, Natural Gas, Renewables, Energy Production, Energy Sales and Trading, Futures, Swaps, Legislative Analysis & Advice, Exchange Trading, Transaction Analysis & Advice, CFTC, NFA, SEC, FINRA, FRB, State Public Utilities Commissions
Experience
Managing Director, Compliance Director, Swap Dealer Chief Compliance Officer
Aug 2016 — Present · Boston, MA, US
Education
University of Rochester
BA, Economics & Political Science
Boston University School of Law
JD
Skills
- Legal Writing
- Derivatives
- Commodity
- Policy
- Operational Risk Management
- Securities
- Swaps
- Banking
- Trading
- Investment Banking
- Financial Services
- Management
- Finra
- Dodd-Frank
- Financial Risk
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