Colin Forbes

Assistant Director, Division of Enforcement at U.S. Securities and Exchange Commission

Role: Assistant Director, Division of Enforcement, Asset Management Unit, Boston Regional Office at U.S. Securities And Exchange Commission
Location: Boston, MA, US
LinkedIn followers: 500 followers

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Experience

Assistant Director, Division of Enforcement, Asset Management Unit, Boston Regional Office
U.S. Securities And Exchange Commission
Aug 2023 — Present · Boston, MA, US

Education

Georgetown Law
J.D.
2005 — 2008
Trinity College Dublin
English Literature
2001 — 2002
New York University
B.A., English and American Literature
1999 — 2003

Skills

Securities Regulation
White Collar Criminal Defense
Litigation
Government Investigations

Contact information

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Work email
•••••@sec.gov
Personal email
•••••@•••••.com
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Current company

U.S. Securities And Exchange Commission

Financial Services · 4.6K employees · Washington, District of Columbia, United States

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation\'s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC\'s five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor\'s advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC\'s Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr

sec.gov

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Experience

Assistant Director, Division of Enforcement, Asset Management Unit, Boston Regional Office

Education

Georgetown Law

Trinity College Dublin

New York University

Skills

Find verified contacts for anyone on LinkedIn