Carlos C.

VP Assistant Aml Cft Officer @CalPrivate Bank

San Diego, CA, US

Leadership & Team Management**: Lead and motivate the BSA team, fostering a solution-oriented approach while ensuring compliance and operational efficiency-**BSA/AML Program Enhancement**: Continuously improve the BSA/AML program by updating policies and procedures to align with current regulations and risk levels-**Technology & Innovation**: Leverage technology to improve BSA/AML systems, driving efficiency in monitoring and reporting-**Audit & Regulatory Liaison**: Serve as the primary contact for BSA/AML audits and regulatory exams. Oversee system validations to ensure compliance-**Training Development**: Design and implement BSA training programs, with a focus on high-risk areas. Manage the Bank\'s BSA training calendar-**Risk Reporting**: Compile and present risk data to senior management, supporting the BSA Risk Assessment and reporting to the Board of Directors-**Back Testing & Certifications**: Manage back testing and certifications for high-risk accounts, ensuring all regulatory requirements are met-**Global AML Awareness**: Maintain awareness of global financial crime risks, particularly in regions where the Bank operates. Incorporate geopolitical and economic factors into risk strategies-**Regulatory Compliance & Due Diligence**: Conduct due diligence reviews for high-risk clients to ensure compliance with BSA/AML and OFAC regulations. Communicate findings effectively to stakeholders.

DeVry University

Bachelor of Science - BS, Justice Administration