Clive Vassell

Compliance Analyst: Disclosure Reporting Specialist

Role
UBS
Location
Jersey City, NJ, US
LinkedIn followers
500 followers

About Clive Vassell

A detailed professional with strong experience in disclosure reporting, legal/compliance,…

Experience

  1. UBS

    Present

Skills

  • Training & Development
  • Legal Research
  • Disclosure Reporting
  • Documentation Confidentiality
  • Quality Control
  • Microsoft Word
  • Sales Practice Violation Determination
  • Microsoft Excel
  • Lexisnexis
  • Legal Document Preparation
  • Web Crd
  • Communications
  • U4/5 Amendments
  • Reportability Determination
  • Termination U5
  • Document Analysis

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Clive Vassell — UBS in Jersey City, NJ, US | Unifers