Claudia Caraballo
Business Risk Specialist @UBS
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WORK HISTORY
Business Risk Specialist @UBS
New York, NY, US
As an Business Risk Specialist, I support the AML Oversight Program at UBS\' Wealth Management and Financial Services divisions by ensuring compliance with AML, BSA, and USA PATRIOT Act regulations. I collaborate with business leaders, compliance teams, and field leadership to identify and mitigate AML risks, develop oversight strategies, and translate policies into actionable guidance for financial advisors. My role involves analyzing new accounts, regulatory trends, and internal processes to enhance AML compliance and risk management frameworks.
EDUCATION
New Jersey City University
Bachelor of Science (B.S.), Finance and Business Administration: International Business
American Business College Paris
International Business
New York University
Master of Business Administration - MBA, Strategy, Management and Business Analytics
ABOUT CLAUDIA CARABALLO
NYU Stern MBA with a background in private wealth management and financial crimes…
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