Claire Buchanan

Controls and Governance Manager @Citi

Edinburgh, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2021 — Present

Controls and Governance Manager @Citi

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Edinburgh City, GB

Fund accounting, middle office and transfer agency controls Business risk meetingManager controls assessment - RCSATrend analysis and reporting Client controls meetings and joint risk meetings Controls reviews / deep divesStaff management Project governance

SKILLS

Back OfficeBankingMutual FundsRisk ManagementFixed IncomeEquitiesDerivativesMiddle OfficeFinancial AnalysisPortfolio ManagementInvestmentsBloombergBusiness AnalysisFinancial RiskAsset ManagementSecuritiesFinancial ServicesManagement

ABOUT CLAIRE BUCHANAN

Currently working in a control function, within Fund Accounting.Experience of working in an Oversight team within Transfer Agency covering Treating Customers Fairly (TCF), Threshold Competency Scheme (T&C), Risk Self Assessments (RCSAs), Key Risk Indictors (KRIs), Client Money (CASS), Financial Oversight (cash and stock exception monitoring) and regulatory breaches.Previous experience in training, including NVQ assessing and verfication.Highly-motivated and results orientated manager within the Finance sector, with a proven track record of improving processes and delivering on results based goals. Leads by example and views staff as equals whose consensus thinking provides solutions.

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