Christopher K. Williams
Vice President, Associate General Counsel
- Role
- Associate General Counsel at Fidelity Investments
- Location
- Jersey City, NJ, US
- LinkedIn followers
- 500 followers
About Christopher K. Williams
Experienced counsel and executive with extensive background in providing legal guidance…
Experience
Associate General Counsel
May 2012 — Present
Experienced, regulatory counsel with proven track record, both at a global financial services company and in private practice. Strong understanding of aligning legal solutions to business needs and providing alternative course of action based upon regulatory standards and risk/benefit analysis. Skilled interpersonally in working with senior executives in handling internal investigations, regulatory inquiries, design and implementation of supervisory and compliance programs, risk mitigation and data privacy considerations. Strong advocate in the preparation for and conduct of regulatory examinations and the resolution of securities registration issues. Trusted adviser on federal and state laws impacting privacy and cybersecurity events and initiatives. Keenly focused on quality and efficiency of legal operations, including management of internal teams and outside counsel work product and legal expenses.
Education
Emory University School of Law
JD, Banking, Corporate, Finance, and Securities Law
1997 — 2000
Oakwood University
B.S., Economics
1991 — 1995
Aviation High School
Airframe Mechanics and Aircraft Maintenance Technology/Technician
Skills
- Securities Regulation
- Broker-Dealer Operations
- Commercial Litigation
- Securities Litigation
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