Chris Yates
Director @Reality Compliance
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WORK HISTORY
Director @Reality Compliance
Manchester, GB
Provide onsite compliance guidance to directly authorised firms to include compliance visits (including annual healthchecks), suitability of advice file checks full all types of business (including defined benefit transfers, equity release, long term care), regulatory guidance, FCA authorisations, training & competence support, treating customers fairly assessments. We have also acted as a Skilled Person for firms being investigated by the FCA.
SKILLS
ABOUT CHRIS YATES
I am a professional individual who has developed a successful career as a compliance and…
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