Christy Lee

About Christy Lee

As a highly accomplished financial leader, I effectively manage all aspects of regulatory…

Experience

1. SVP of Finance

   Millennium Advisors, LLC

   Dec 2020 — Present · Charlotte, NC, US

   Serve as Financial and Operations Principal for Millennium Advisors, LLC, owning accountability for monthly/quarterly financial regulatory reports for the legal entities. Manage month-end reporting process, including account validation using various Excel tools.Compiles and submits financial regulatory reports for the broker-dealer. Reconciles payroll reports to external vendor systems and funds submits payrolls for 3 legal entities (two international).Reviews complex regulatory haircut report completed by technology and provide guidance an approval for changes. Functions as Leader of the Culture Engagement and Strategy team that works to foster a positive work environment within the company. Reconciles internal profit and loss calculations to general ledger to ensure accuracy of compensation system. Performs 401k safe harbor calculation for domestic employees and ensures appropriate contributions are made. Serves on a regulatory capital strategy team to ensure optimization of regulatory capital treatment. Designed policies and implemented operational procedures to ensure consistency in execution; provided control documents for external auditors.

Education

• Savannah State University

  BBA, Accounting

  1996 — 1998

• Wilbur O. and Ann Powers College of Business at Clemson University

  N/A, Engineering

  1994 — 1996