Christopher Serri

Experience

1. Avp- Equity Cash and Equity Derivatives Middle Officd

   Wells Fargo

   Mar 2022 — Present · New York, NY, US

   Operate in a middle office role supporting Wells Fargo’s cash equity, program trading, low touchalgorithmic trading, and ETF trading businesses• Research daily trading street breaks and provide the back office with instructions to clear allbreaks (comparison breaks/price breaks/settlement date breaks, etc.)• Book all corporate actions into front office risk systems (Acquisitions, Spin-Offs, Splits, Etc.)• Analyze daily unexplained P&L metrics for Equity Cash, Derivatives, and Finance desks on theEquities Middle Office P&L Bookrunning team. Submit overrides as needed to ensure Volcker Rulecompliance, collaborating with trading and other middle office teams to ensure accurate overridecommentary• Initiate new client onboarding requests as well as new business account requests for existingclients• Produce various reconciliations daily to ensure all front and back office booking activity matchbetween systems• Research T+1 P&L and commission breaks and provide commentary to the finance team asnecessary• Assist ETF desk with new seeding requests to ensure smooth booking process (set-up of securityin risk system, counterparty SSI set-up, instruction of back office bookings)• Monitor ETF desk creation/redemption booking activity (especially for non-standard settlementtrades)• Assist trading desks with facilitation of inter-desk position transfers• Produce end of day P&L reporting for High Touch, PT, and ETF desks• Utilize Nasdaq WorkX for FINRA trade reporting• Assist in the training of our offshore support team on various MO functions• Update and continually maintain all procedure documents pertaining to the Equities MO teams foraudit and training purposes• Assist Listed Derivatives MO and Convertibles MO teams with end-of-day options allocationbookings• Leverage Microsoft Copilot to generate VBA code and streamline various Middle Office Workflows

Education

• St. John's University, The Peter J. Tobin College of Business

  Bachelor of Science - BS, Finance, General

  2016 — 2020

• St. John's University

  Master of Business Administration - MBA, Strategic Management

  2019 — 2022

• St. John's University- Rome, Paris and Limerick Campuses

  Global Stuides- Discover the World Program

  2018 — 2018