Christopher Browne

Arbitrator @FINRA

Concord, MA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Apr 2020 — Present

Arbitrator @FINRA

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Boston, MA, US

EDUCATION

N/A

Northeastern University School of Law

Doctor of Law - JD

ABOUT CHRISTOPHER BROWNE

I am an enterprise legal and risk executive with over a decade of leadership experience across $1B–$10B venture capital, private equity, and registered investment advisory platforms.As General Counsel and Chief Compliance & Privacy Officer, I design and lead integrated legal, regulatory, cybersecurity, AI governance, and enterprise risk frameworks that enable strategic growth while protecting institutional integrity.I regularly brief executive leadership and boards on enterprise risk posture and governance strategy. My work includes:• Resolving multiple SEC investigations and examinations with no enforcement actions or penalties• Leading high-stakes litigation and arbitration involving 8–9 figure demands• Architecting cross-border regulatory expansion under FSMA, GDPR, and related regimes• Building enterprise cybersecurity programs aligned to SOC 2, FTC Safeguards Rule, Reg S-P, and NIST AI RMF• Designing scalable compliance infrastructure overseeing 400+ recurring regulatory deliverablesI serve as Board Secretary and Assistant Secretary within complex investment platforms and focus on aligning legal strategy with enterprise value creation, capital markets credibility, and long-term institutional resilience.My work sits at the intersection of governance, regulatory strategy, technology risk, and organizational growth.

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