Christina Reese
Chief Ethics & Compliance Officer, VP, Compliance & Regulatory Relations @Early Warning
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WORK HISTORY
Chief Ethics & Compliance Officer, VP, Compliance & Regulatory Relations @Early Warning
Compliance Program Management:o Establish and ensure compliance to policy and procedures and other documents such as the Code of Ethicso Support customers: create reporting for customers participate in quarterly customer audits support on-site audit fulfill other customer inquiries review and provide input on contractsEnsure governance structure fully informed – create presentations and share with Audit Committee, ERMC as needed, and executiveso Design, provide and track all compliance related training and awareness activities for the Companyo Participate and provide input, where needed, in the third party due diligence and ongoing monitoring process o Lead and perform the Annual Compliance Risk Assessment o Oversee Second-line Compliance Control Validations Manage Ethics Hotline and work with HR to resolve cases to conclusionManage or oversee, as appropriate, individual Compliance Programs: o Conflict of Interesto Ethicso OFAC, FCRA, GLBA, UDAAP, Reg E, etc.o ComplaintsMonitor for and partner with Legal and Business to implement new compliance regulations. Includes conducting gap assessments to new guidance and enforcement action taken in the industry.Provide on-going Compliance support to organizations and during product development or enhancement Provide point-of-contact and management for regulatory inquiries, reporting and exams. This includes partnering with the Business on any remediation and tracking to completion.
EDUCATION
Arizona State University
Bachelor's degree
University of Phoenix
Master of Business Administration (M.B.A.), Human Resources Management
SKILLS
ABOUT CHRISTINA REESE
Chief Ethics and Compliance Officer, VP, Compliance & Regulatory Relations at Early Warning Services, LLC
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