Christian Gabucci

Experience

1. Principal Consultant

   ACA Group

   Apr 2021 — Present

   Assist in all aspects of mock regulatory examinations and compliance program reviews (e.g, reviewing documents, conducting interviews, and drafting reports) • Provide regulatory consulting services to clients as needed (e.g, creating drafts of and submitting regulatory filings, conducting forensic testing, reviewing policies, procedures, and marketing materials and other compliance documents, and answering compliance-related questions from clients) • Support or manage assigned client relationships, including addressing questions and needs • Supervise, train, evaluate, oversee, and/or provide feedback to junior staff, as assigned • Provide support for ACA special projects and internal initiatives (e.g, drafting articles for industry publications, participate in sales, conduct research on compliance issues, draft or assist with internal or client training and/or presentations) • Perform other ad-hoc work/special projects as necessary to support ACA on various client and internal initiatives