Chris Simmers
Compliance Director of Endeavor Retirement
- Role
- Compliance Director at Endeavor Retirement
- Location
- Torrance, CA, US
- LinkedIn followers
- 500 followers
Experience
Compliance Director
Aug 2022 — Present · Los Angeles, CA, US
Education
University of California, Santa Cruz
BA, Business Management Economics
2002 — 2006
Skills
- Series 24
- Operations Management
- Program Management
- Series 4
- Regulatory Documentation
- Series 27
- Series 53
- Supervision
- Financial Audits
- Finance
- Customer Service
- Management
- Investments
- Series 66
- Regulatory Compliance
- Securities Regulation
- Anti Money Laundering
- Equities
- Regulatory Reporting
- Financial Markets
- Microsoft Office
- Sales
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