Chris McMillan
- Role
- Principal Asset Management
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
About Chris McMillan
I have worked in senior financial regulatory compliance and legal positions for over ten…
Experience
Present
Education
Creighton University
Bachelor of Arts, Philosophy
Creighton University School of Law
JD, Law
Skills
- Broker-Dealer
- Finra
- Due Diligence
- Legal Writing
- Mutual Funds
- Asset Management
- Investment Advisers Act
- Risk Management
- Corporate Law
- Equities
- Corporate Governance
- Financial Services
- Alternative Investments
- Securities Regulation
- Securities
- Gips
- Securities Law
- Investment Management
- Business Development
- Investment Company Act
- Finance
- Advertising
- Anti Money Laundering
- Auditing
- Data Analysis
- Financial Markets
- Series 7
- Sec
- Aml
- Investments
- Insurance
- Series 24
- Financial Regulation
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