Chris Golland
Cass Smf, Head of Cass & Middle Office @Aviva
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WORK HISTORY
Cass Smf, Head of Cass & Middle Office @Aviva
Scotland, GB
SMF18(z) with FCA SMCR Prescribed Responsibility for CASS compliance for Aviva’s Insurance, Wealth & Retirement business, leading a large team of CASS specialists, ensuring CASS compliance for a CASS Large and two CASS Medium firms and overseeing CASS compliance for 5 additional regulated entities and monitoring activities in c40 unregulated entities. Recognised industry leader speaking regularly at CASS industry forums and conferences.
EDUCATION
The University of Edinburgh
BSc, Mathematics
The Chartered Institute for Securities & Investment (The CISI)
Investments and Securities
SKILLS
ABOUT CHRIS GOLLAND
Seasoned financial services professional with over 30 years’ experience spanning…
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