Chris Solgan
Vice President, Senior Counsel at the MIAX Exchange Group
- Role
- Vice President and Senior Counsel at Miax
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Chris Solgan
I am an attorney with over 20 years of experience in equity market structure issues…
Experience
Vice President and Senior Counsel
Jun 2019 — Present · Princeton, NJ, US
Senior member of legal team responsible for ongoing rule development relating to equities and options trading, SEC rule making, trading, fees, technology architecture, connectivity, and market data for three registered national securities exchanges• Regularly engage with SEC staff on proposed rule changes and regulatory issues• Participate on internal exchange-level committees, including Risk and Audit Committees• Lead attorney on project to build an equity trading platform (MIAX Pearl Equities)• Supervise teams of junior attorneys, paralegals, and interns• Advise internal partners and senior management on regulatory issues, market structure initiatives, SEC rule making, and NMS Plan Governance
Skills
- Self Regulatory Organizations
- Sec
- Financial Services
- Securities Regulation
- Securities
- Broker-Dealer
- Electronic Trading
- Broker Dealer Compliance
- Trading
- Investment Banking
- Financial Regulation
- Capital Markets
- Due Diligence
- Derivatives
- Options
- Equity Capital Markets
- Control Room/Information Barriers
- Equities
- Finacial Regulation
- Securities Law
- Equity Research
- Broker Dealer
- Restricted Securities Sales
- Equity Market Structure
- Finra
- Equity Trading
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