Chris Romano
Business Management & Planning Manager
- Role
- Director, Business Management and Planning Manager at Merrill Lynch
- Location
- Levittown, PA, US
- LinkedIn followers
- 500 followers
Experience
Director, Business Management and Planning Manager
Jun 2018 — Present
Develop, monitor and maintain Financial Advisor facing compensation policies and programs. Responsible for ongoing maintenance, management, review and update of modifications, review of controls and internal communications.Partner with the Field and Senior Leadership to develop and enhance programs in line with regulatory and legal guidelines. Oversee technology enhancements to ensure feasibility and ensure the programs and platforms support the Firm’s strategic vision.
Education
DeSales University
Bachelor of Arts (BA), Business Administration, Management and Operations
1992 — 1996
Skills
- Financial Services
- American Sign Language
- Management
- Leadership
- Investments
- Series 7
- Series 9
- Series 10
- Series 63
- Portfolio Management
- Strategic Planning
- Uniform Combined State Law
- Customer Service
- Investment Advisory
- Series 66
- Mutual Funds
- Risk Management
- Securities
- Retirement Planning
- Finra
- Alternative Investments
- Ussf Referee
- Wealth Management
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