Chris King

Executive Director, Senior Lead Business Accountability Specialist Consumer Lending CAO BSA/AML

Role: Manager, Financial Crimes Compliance at LPL Financial
Location: Charlotte, NC, US
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Chris King

I say that the quality of any mans life has got to be a full measure of that mans personal commitment to excellence and to victory, regardless of what field he may be in- Vince Lombardi -

Experience

Manager, Financial Crimes Compliance
LPL Financial
Jun 2022 — Present

Education

Troy University
Associate's degree, Criminal Justice
1995 — 1997
The University of North Carolina at Chapel Hill
Bachelor of Arts (BA), Communications
1999 — 2002
NC Criminal Justice Standards Division
Advanced Law Enforcement Certificate
2005

Contact information

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Work email
•••••@lpl.com
Personal email
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Current company

LPL Financial

Financial Services · 15K employees · Founded 1989 · San Diego, California, United States

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. finra.org sipc.org

lpl.com

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About Chris King

Experience

Manager, Financial Crimes Compliance

Education

Troy University

The University of North Carolina at Chapel Hill

NC Criminal Justice Standards Division

Find verified contacts for anyone on LinkedIn