Chris Kettering

About Chris Kettering

Chris’s career in auditing controls and systems spans more than 13 years. He started his career in Chicago and has a diverse working experience with risk and controls assurance. He has been responsible for managing and delivering audit, non-audit assurance services and risk and controls consulting services for some of the largest financial services clients where he delivers SOC attestation reports, integrated Sarbanes-Oxley (SOX), regulatory compliance, internal audit, and consulting engagements. His relevant experience in the financial services industry includes: · Fund administrators · Investment advisor · Broker/dealer · Payment processing · Transfer agent · Loan originators and servicers · Benefits record-keeper · Exchanges · Clearinghouses · Global and Regional BanksChris serves to develop a relationship with a diverse senior management team and leading and managing global teams, including shared service operation teams, where applicable. He strives to optimize and drive efficiencies in his clients’ internal control environments. In his current role, Chris leads the SOC reporting practice in the West region and the SOC Fintech practice nationally. He serves as the engagement leader and signing CPA for over 40 SOC reports annually and leads multiple internal and external information technology audits.

Experience

1. Partner

   RSM US LLP

   Jan 2025 — Present · Los Angeles, CA, US

Education

• University of Iowa

  BBA, Accounting, Finance, Economics

  2005 — 2010