Chris Chen
Business Analyst Consultant (CDO) Data Product Owner @TD Securities
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WORK HISTORY
Business Analyst Consultant (CDO) Data Product Owner @TD Securities
Toronto, ON, CA
Leading the design of data products supporting capital markets-wide trade surveillance initiativesDefined standardized order data models (lifecycle, attributes, enums, data quality controls) across OMS and execution venuesShaped data requirements across order, trade, and reference data domains to ensure consistency and audit readinessCollaborated with architecture, compliance, and surveillance teams to streamline downstream integration
EDUCATION
Goodman School of Business at Brock University
Master of Business Administration (M.B.A.), Accounting and Finance
South China Normal University
Bachelor of Economics, Investment and Corporate Finance
ABOUT CHRIS CHEN
I’m a Lead Business Analyst and Product Owner with over a decade of experience delivering complex data and technology solutions across Capital Markets, Compliance, and Finance. I bring both breadth and depth across domains — from trade and order data to regulatory reporting, surveillance, and large-scale finance transformation programs.I lead initiatives from discovery to execution, working across business and technology teams to design standardized data models, streamline reporting pipelines, and implement governance and quality controls that stand up to regulatory scrutiny. My work spans front-office platforms, enterprise data strategies, and compliance-focused solutions — including recent efforts in trade surveillance and CFTC reporting.With a strong foundation in data analysis, solution architecture, and agile delivery, I’ve successfully guided cross-functional teams through high-stakes, multi-system integrations. I hold a CFA charter and an MBA in Accounting, which allows me to bridge technical design with financial and regulatory outcomes effectively-Core Competencies:Capital Markets Data Strategy (Trade, Order, Reference)Surveillance & Regulatory Reporting (CFTC, IFRS)Data Modeling & Governance FrameworksFinance Transformation & Enterprise IntegrationAgile Delivery & Stakeholder LeadershipTools: SQL, Python, Tableau, Excel, Jira, ConfluencePlatforms: Murex, Sophis, RiskWatch, Gloss, Markit EDM, Raptor, Fidessa, Toms
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