Chris Hajovsky
- Role
- Associate Director at Macquarie Group
- Location
- Houston, TX, US
- LinkedIn followers
- 500 followers
About Chris Hajovsky
Highly qualified executive-level leader with extensive experience advising business units…
Experience
Associate Director
Feb 2021 — Present · Houston, TX, US
OVERVIEW: Lead team responsible for providing compliance coverage to support group functions such as market operations, physical commodities regulatory reporting, technology and cyber security, regulatory records management, client money, and human resources.\\\\n• Physical Commodities Reporting: Advise Operations teams on regulatory reporting obligations and requirements; interface with regulators; participate in assurance reviews; development of tools to maintain repository of institutional knowledge of requirements and internal advice.\\\\n• Regulatory Recordkeeping: Advise and partner with technology-focused teams on regulatory recordkeeping obligations; lead rule change implementations for technology-based rules such as SEC Rules 17a-4 and 18a-6; advise technology project leads on implementation of new electronic recordkeeping systems.\\\\n• Team Leadership: Lead team members who carry primary responsibilities for Dodd-Frank act requirements relating to support groups, technology, and equities operational functions, including associated controls and training; coordinate with global regional leads for the other three Macquarie global regions.\\\\n• Review and Approvals: Responsible for review and approval of Issues and Incidents, change papers for material business changes; registrations and fingerprinting recommendations for support group starters and transfers; mobile device classifications.\\\\n \\\\n\\\\n \\\\n \\\\n\\\\n \\\\n
Education
Texas A&M University
M.S.
South Texas College of Law Houston
Doctor of Law - JD
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