Chirag Nai

Senior Audit Associate @Kcs & Associates

Mumbai, IN
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Sep 2021 — Present

Senior Audit Associate @Kcs & Associates

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Maharashtra, IN

Audit of Stock Brokers & Capital Market Intermediaries | Alternative Investment Funds (AIF) End-to-End Registration, Setup & Post-Setup Compliance | Policies & Procedures Development | Drafting of Regulatory and Operational Documents | SEBI Compliances & Stock Broking Compliances | Registration & Setup of SEBI Intermediaries | IRDAI Audits, System Audits & Cyber Audits | Proficiency in Microsoft Excel, Word & PowerPoint

EDUCATION

2016 — 2018

BKS junior College

SYJC

2018 — 2021

Annasaheb Vartak College of Arts Kedarnath Malhotra College of Commerce and E S Andrades College of Science Vasai Road Dist Thane 401 202

Bachelor of Commerce - BCom

2018 — 2025

The Institute of Company Secretaries of India

Qualified Company Secretary

ABOUT CHIRAG NAI

At KCS & Associates, I ensure seamless compliance through audits of stock brokers and capital market intermediaries, policy drafting, and conducting IRDAI, System, and Cyber audits. I design and implement critical compliance frameworks for PMS and Research Analysts, aligning operations with regulatory expectations. My niche expertise lies in Alternative Investment Funds (AIFs)- from end-to-end registration and setup to ongoing post-setup compliance. I streamline the process so AIFs can launch smoothly, operate without regulatory roadblocks, and maintain a flawless compliance track record. With strong skills in Microsoft Excel, Word, and PowerPoint, coupled with my training from the Institute of Company Secretaries of India and certifications from NISM, I bring both technical proficiency and deep domain knowledge to every project.

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Chirag Nai — Senior Audit Associate at Kcs & Associates in Mumbai, IN | Unifers