Chetan Gupta

Sr Manager @AU SMALL FINANCE BANK

Jaipur, IN

Sr. Manager, Audit have experience in independent risk assessment, internal audit, control testing, financial planning and analysis, risk mitigation expertise to an organization fostering a culture of compliance and appropriate decision making.Responsibilities Handled-•Conducted annual audit of the central functions of risk, compliance, legal, outsourcing, para banking activities, CPC liabilities and human resource in compliance with RBI regulations and internal guidelines and policy of the bank. •Analyzed financial performance using ratio analysis, trend analysis, and benchmarking, identifying areas for improvement.•Coordinating with multiple teams for implementation of FP & A methodologies, resulting in improved accuracy and efficiency in financial analysis and reporting.•Identified process inefficiencies and recommended improvements leading to better operational efficiencies.•Preparation of audit planning manuals, RCM’s, drafting detailed audit reports for management review, emphasizing findings, recommendations and action plans.•Conducting RBI advised assignments including preparation, testing and review for tranche submission ensuring organizational compliance and promptly addressing any identified gaps. •Aided in preparation of audit committee presentations & documentations and support to the head of internal audit in board meetings and board delegated adhoc tasks.•Preparation of risk based audit plan along with projection of resources for improved financial planning and decision making. •Provided guidance and mentorship to junior team members aiding in their grasp of underlying procedures for audit testing and conclusion.

The Institute of Chartered Accountants of India

Chartered Accountant, Business/Commerce, General

University of Rajasthan

Bachelor's degree, Business/Commerce, General

Shri Maheshwari Sr. Sec. School - India

Intermediate, Business/Commerce, General