Cherisse Mitchell
Compliance Advisory Officer @TP ICAP
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WORK HISTORY
Compliance Advisory Officer @TP ICAP
GB
My duties include: building and maintaining stakeholder relationships; providing regulatory advice to the front office and other key stakeholders; delivering on project work, desk and thematic reviews; investigating conduct issues; drafting and updating compliance policies and procedures; preparing and delivering compliance training; participating in cross-function Working Group Meetings for SMCR, CASS and Horizon Scanning; providing compliance oversight of TP ICAP Trading Venues and coordinating the firm\'s Market Abuse Risk Assessment (MARA).
EDUCATION
The University of The West Indies Barbados
Bachelor of Science, Economics and Management
The University of the West Indies
Master of Science, Investments and Wealth Management
SKILLS
ABOUT CHERISSE MITCHELL
A compliance professional with 13 years of experience across various compliance functions. I have an excellent track record in building stakeholder relationships as well as providing advisory services related to equity and credit markets.
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