Charmi Shah
Building Single Screen Trading at Punch | Head - Compliance
- Role
- Head of Compliance at Punch
- Location
- Thane, MH, IN
- LinkedIn followers
- 500 followers
About Charmi Shah
Experienced Manager with a demonstrated history of working in the capital markets industry. Skilled in Capital Markets, Corporate Law, Due Diligence, Company Secretarial Work, and Corporate Governance. Strong finance professional with a Bachelor of Laws (LLB) focused in Legal from Kishinchand Chellaram Law College.
Experience
Head of Compliance
Sep 2021 — Present · Mumbai, IN
Set up compliance framework and processes for Stock Broking and Depository Participant business• Monitor the compliance of the rules, regulations, notifications, guidelines, instructions issued byregulators and exchanges.• Supervising daily settlements, return filing, client communications, monitoring operations,reporting, empanelment, risk monitoring w.r.t Stock Broking• Develop and implement system & processes to resolve client’s grievances and complaints
Education
The Institute of Company Secretaries of India
Company Secretary, Legal
2010 — 2012
Kishinchand Chellaram Law College (KC Law College)
Bachelor of Laws (LLB), Legal
2013 — 2016
Kishinchand Chellaram College of Arts Commerce and Science
Bachelor of Accounting & Finance , Accounting and Finance
2007 — 2010
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