Charles Kessler
Chief Compliance Officer at Liquid Advisors Inc.
- Role
- Chief Compliance Officer at Liquid Advisors Inc
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Charles Kessler
PROFILE: Senior Compliance Officer with a proven track record of effectively…
Experience
Chief Compliance Officer
Dec 2019 — Present · New York, NY, US
Education
Canaan College
BA, Liberal Arts
1968 — 1972
Skills
- Executive Management
- Finra
- Electronic Trading
- Aml
- Securities
- Sec
- Equities
- Compliance
- Sales
- Credit Risk
- Compliance Testing
- Marketing
- Trading
- Equity Trading
- Regulatory Examinations
- Legal Compliance
- Options
- Post Market Surveillance
- Applicant Tracking Systems
- Series 24
- Alternative Investments
- Proprietary Trading
- Hedge Funds
- Securities Regulation
- Fixed Income
- Mutual Funds
- Private Equity
- Broker-Dealer
- Investment Banking
- Private Placements
- Trading Systems
- Series 7
- Financial Regulation
- Investments
- Series 63
- Bloomberg
- Ofac
- Financial Services
- Financial Markets
- Portfolio Management
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