Charissa S.
Compliance Professional
- Role
- Portfolio Guidelines Analysis Analyst at Capital Group
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Charissa S.
Compliance professional with experience across broker/dealer, investment advisory and institutional money management firms. I\'m enthusiastic about investments and compliance. Experience encompasses Portfolio, trade and regulatory compliance Sales supervisionRisk managementInternal/external auditProcedural & IT systems testingBusiness continuity planningProject managementImplementation and oversight of compliance programs
Experience
Portfolio Guidelines Analysis Analyst
Jun 2024 — Present · Los Angeles, CA, US
Education
University of California, Los Angeles
Bachelor of Arts (B.A.)
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