Charanjit Singh Prof. Pgdip
Fellow @International Compliance Association
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WORK HISTORY
Fellow @International Compliance Association
London, GB
EDUCATION
International Compliance Association
Prof. PgDip Governance Risk & Compliance, Finance, General
International Compliance Association
Professional PgDip (FCC), Financial Crime Compliance
International Compliance Association
Advanced Diploma, Anti-Money Laudering
International Compliance Association
PgDip, Financial Crime
ABOUT CHARANJIT SINGH PROF. PGDIP
My responsibilities have included:* Experienced in Compliance Oversight [SMF16], MLRO [SMF17], PSD Individual and Data Protection Officer* Setting-up and maintaining a risk management framework * Reporting directly to and advising the Members of the Board* Understanding the roles and decisions required on integrity issues* Ensuring compliance with national and international legislative instruments [eg FSMA, MiFID, MLR/AML, POCA, Fraud, Bribery, FATCA, EU Directives, SMCR, GDPR, Financial Sanctions etc]* Providing advice and Training Programmes for relevant persons in the UK and off-shore.* Maintaining effective policies, procedures, and controls for the firm.* Investigating and reporting SARs to government bodies [NCA, ActionFraud etc]* Processing complaints in accordance with Treating Customers Fairly * Reporting via the FCA online platforms: GABERIAL, CONNECT, Online invoicing etc* Keeping up to date on legislative, IGA, and licensing changes and industry best practices [JMLSG and FCA]
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